https://www.wealthadvisordaily.com/story/schwab-agrees-to-sell-forge-trust-s-self-directed-ira-accounts-to-alto Wealth Advisor Dailyen 2026-10-07T23:35:21.732Z Schwab agrees to sell Forge Trust self-directed IRA custodian to Alto https://www.wealthadvisordaily.com/story/harris-poll-85-of-workers-40-61-want-guaranteed-income-23-own-annuities Wealth Advisor Dailyen 2026-10-07T23:35:18.143Z Harris poll: 85% of workers 40–61 find guaranteed monthly retirement income appealing https://www.wealthadvisordaily.com/story/ewen-harris-says-ai-should-buy-time-for-client-conversation-not-replace-it Wealth Advisor Dailyen 2026-10-07T23:34:28.637Z Ewen Harris says AI should buy time for client conversation, not replace it https://www.wealthadvisordaily.com/story/investorcom-finds-44-of-rollovers-occur-before-savers-turn-59 Wealth Advisor Dailyen 2026-10-07T23:34:25.496Z InvestorCOM finds 44% of rollovers occur before savers turn 59½ https://www.wealthadvisordaily.com/story/fidelity-says-a-few-hundred-advisory-firms-face-its-100-million-custody-cutoff Wealth Advisor Dailyen 2026-10-07T21:21:07.604Z Fidelity says a few hundred advisory firms face its $100 million custody cutoff https://www.wealthadvisordaily.com/story/tax-foundation-counts-roughly-40-state-tax-measures-on-november-ballots Wealth Advisor Dailyen 2026-10-07T20:37:54.321Z Tax Foundation counts roughly 40 state tax measures on November ballots https://www.wealthadvisordaily.com/story/betterment-waives-custody-fees-through-dec-31-2028-for-rias-transferring-from-fi Wealth Advisor Dailyen 2026-10-07T18:23:37.654Z Betterment waives custody fees through Dec. 31, 2028 for RIAs transferring from Fidelity https://www.wealthadvisordaily.com/story/entity-structure-determines-what-a-personal-judgment-can-reach Wealth Advisor Dailyen 2026-10-07T17:47:18.619Z WealthManagement.com column: entity structure determines what a judgment can reach https://www.wealthadvisordaily.com/story/iul-income-illustrations-assume-level-crediting-and-a-full-equity-benchmark-weal Wealth Advisor Dailyen 2026-10-07T17:45:55.432Z IUL income illustrations assume level crediting and a full-equity benchmark, WealthManagement.com column says https://www.wealthadvisordaily.com/story/bank-of-america-survey-47-of-wealthy-see-next-generation-prepared-for-family-giv Wealth Advisor Dailyen 2026-10-07T17:43:01.925Z Bank of America survey: 47% of wealthy see next generation prepared for family giving https://www.wealthadvisordaily.com/story/bridgemark-s-jeff-nash-on-how-ria-sales-change-g2-advisors-path-to-ownership Wealth Advisor Dailyen 2026-10-07T15:09:35.703Z Bridgemark's Jeff Nash on how RIA sales change G2 advisors' path to ownership https://www.wealthadvisordaily.com/story/kitces-publishes-clearnomics-seven-charts-for-q3-client-conversations Wealth Advisor Dailyen 2026-10-07T14:38:33.051Z Kitces publishes Clearnomics' seven charts for Q3 client conversations https://www.wealthadvisordaily.com/story/irahelp-ira-loans-are-barred-but-a-60-day-rollover-can-bridge-a-cash-crunch Wealth Advisor Dailyen 2026-10-07T14:37:30.996Z IRAHelp: IRA loans are barred, but a 60-day rollover can bridge a cash crunch https://www.wealthadvisordaily.com/story/advisers-misread-how-high-net-worth-women-build-wealth-blackrock-survey-finds Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z Advisers rank growing wealth eighth among women's priorities; women rank it first https://www.wealthadvisordaily.com/story/finra-bars-ex-wedbush-broker-william-sandeman-over-3-5-million-in-complex-etp-lo Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z FINRA bars ex-Wedbush broker William Sandeman over $3.5 million in complex ETP losses https://www.wealthadvisordaily.com/story/ria-consolidation-pays-g2-advisors-a-windfall-but-rewrites-their-succession-plan Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z What RIA consolidation means for G2 advisors' windfalls and succession paths https://www.wealthadvisordaily.com/story/sec-settles-zoe-financial-referral-algorithm-case-with-a-450-000-penalty Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z SEC settles Zoe Financial referral-algorithm case with a $450,000 penalty https://www.wealthadvisordaily.com/story/envestnet-column-says-ultra-high-net-worth-clients-now-expect-family-office-coor Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z Envestnet column says ultra-high-net-worth clients now expect family-office coordination https://www.wealthadvisordaily.com/story/what-ria-podcast-veterans-say-should-be-in-place-before-recording Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z Marie Swift, Ashten Legg and Matt Ackermann on RIA podcast launch prerequisites https://www.wealthadvisordaily.com/story/87-of-wealth-firms-use-ai-but-only-6-run-it-inside-workflows Wealth Advisor Dailyen 2026-10-07T12:07:43.461Z 87% of firms use or pilot AI; 6% run agentic tools inside workflows https://www.wealthadvisordaily.com/story/merrill-s-form-adv-prices-manager-access-at-up-to-860-000-plus-0-1-of-revenue Wealth Advisor Dailyen 2026-10-07T12:01:47.476Z Merrill's Form ADV prices manager access at up to $860,000 plus 0.1% of revenue https://www.wealthadvisordaily.com/story/brown-advisory-files-5-4m-dcvc-linked-fund-in-an-october-6-form-d-batch-from-80k Wealth Advisor Dailyen 2026-10-07T11:59:08.084Z Brown Advisory files $5.4M DCVC-linked fund in Form D batch from $80K to $227M https://www.wealthadvisordaily.com/story/fidelity-gives-rias-under-100-million-until-june-2027-to-leave-custody Wealth Advisor Dailyen 2026-10-07T10:36:10.950Z Fidelity gives RIAs under $100 million until June 2027 to leave custody https://www.wealthadvisordaily.com/story/schwab-adds-save-s-cash-strategy-to-its-sma-marketplace Wealth Advisor Dailyen 2026-10-07T01:39:18.678Z Schwab adds Save's cash strategy to its SMA marketplace https://www.wealthadvisordaily.com/story/sec-sets-nov-19-virtual-compliance-seminar-for-advisers-and-funds Wealth Advisor Dailyen 2026-10-06T23:23:59.941Z SEC sets Nov. 19 virtual compliance seminar for advisers and funds https://www.wealthadvisordaily.com/story/small-rias-weigh-joining-a-network-to-clear-fidelity-s-100-million-minimum Wealth Advisor Dailyen 2026-10-06T23:22:56.230Z Small RIAs weigh joining a network to clear Fidelity's $100 million minimum https://www.wealthadvisordaily.com/story/sec-exam-division-replaces-its-brochure-with-a-stage-by-stage-handbook Wealth Advisor Dailyen 2026-10-06T23:21:56.459Z SEC exam division replaces its brochure with a stage-by-stage handbook https://www.wealthadvisordaily.com/story/sec-proposes-crypto-custody-framework-for-advisers-and-regulated-funds Wealth Advisor Dailyen 2026-10-06T23:21:25.555Z SEC proposes crypto custody framework for advisers and regulated funds https://www.wealthadvisordaily.com/story/rqd-s-74-million-round-gets-a-boost-as-fidelity-sets-100-million-ria-minimum Wealth Advisor Dailyen 2026-10-06T23:01:14.469Z RQD gets a boost as Fidelity sets $100 million custodian minimum https://www.wealthadvisordaily.com/story/altruist-prices-its-hazel-planning-agent-at-3-600-per-advisor Wealth Advisor Dailyen 2026-10-06T23:00:56.627Z Altruist prices Hazel planning agent at $3,600 per advisor annually https://www.wealthadvisordaily.com/story/pontera-floats-itself-as-ai-s-trust-layer-for-401-k-access Wealth Advisor Dailyen 2026-10-06T22:58:29.746Z Pontera floats itself as AI's trust layer for 401(k) access https://www.wealthadvisordaily.com/story/aquiline-buys-control-of-flourish-from-massmutual-as-phase-ii-lending-rollout-ne Wealth Advisor Dailyen 2026-10-06T22:57:39.677Z Aquiline buys control of Flourish from MassMutual as Phase II lending rollout nears https://www.wealthadvisordaily.com/story/envestnet-s-vestmark-deal-promises-advisors-no-forced-platform-migrations Wealth Advisor Dailyen 2026-10-06T22:57:36.321Z Envestnet's Vestmark deal promises advisors no forced platform migrations https://www.wealthadvisordaily.com/story/fidelity-backs-savvy-wealth-s-ria-custody-platform-expected-in-mid-2027 Wealth Advisor Dailyen 2026-10-06T22:57:25.652Z Fidelity backs Savvy Wealth's RIA custody platform, expected in mid-2027 https://www.wealthadvisordaily.com/story/family-wealth-coach-says-heirs-who-look-unmotivated-are-often-unpracticed Wealth Advisor Dailyen 2026-10-06T22:55:36.569Z Wealth coach: a child who looks unmotivated may simply be unpracticed https://www.wealthadvisordaily.com/story/pontera-launches-non-discretionary-401-k-service-as-password-sharing-stays-block Wealth Advisor Dailyen 2026-10-06T22:54:14.416Z Pontera launches non-discretionary 401(k) service as password sharing stays blocked https://www.wealthadvisordaily.com/story/nareit-researchers-flag-a-127-basis-point-cap-rate-gap-between-private-real-esta Wealth Advisor Dailyen 2026-10-06T22:53:43.077Z Nareit researchers flag a 127-basis-point cap rate gap between private real estate and REITs https://www.wealthadvisordaily.com/story/wealthspire-launches-sports-and-entertainment-practice-with-2-9-billion-in-asset Wealth Advisor Dailyen 2026-10-06T22:53:39.366Z Wealthspire launches sports and entertainment practice with $2.9 billion in assets https://www.wealthadvisordaily.com/story/morningstar-survey-advisor-optimism-falls-to-36-as-private-market-use-rises-to-4 Wealth Advisor Dailyen 2026-10-06T22:53:28.782Z Morningstar survey: U.S. advisor optimism falls to 36% as private-market offerings reach 40% https://www.wealthadvisordaily.com/story/converting-401-k-participants-into-wealth-clients-stalls-on-data-and-engagement Wealth Advisor Dailyen 2026-10-06T22:53:01.445Z WealthManagement.com report catalogs obstacles to advising 401(k) participants https://www.wealthadvisordaily.com/story/cresset-nat-combination-would-create-a-13-1-billion-trust-platform-for-advisors Wealth Advisor Dailyen 2026-10-06T22:52:29.213Z Cresset-NAT combination would create a $13.1 billion trust platform for advisors https://www.wealthadvisordaily.com/story/altruist-adds-donor-advised-funds-to-custody-at-50-basis-points Wealth Advisor Dailyen 2026-10-06T22:52:05.166Z Altruist adds donor-advised funds to custody at 50 basis points https://www.wealthadvisordaily.com/story/lpl-adds-1-1-billion-praxis-team-from-wells-fargo-advisors-financial-network Wealth Advisor Dailyen 2026-10-06T22:49:37.952Z LPL adds $1.1 billion Praxis team from Wells Fargo Advisors Financial Network https://www.wealthadvisordaily.com/story/ficomm-survey-finds-45-of-investors-chose-an-advisor-without-a-referral Wealth Advisor Dailyen 2026-10-06T22:49:37.921Z FiComm survey finds 45% of investors chose an advisor without a referral https://www.wealthadvisordaily.com/story/dynasty-tells-ria-founders-to-set-share-classes-and-buyback-rights-on-day-one Wealth Advisor Dailyen 2026-10-06T22:48:33.636Z Dynasty tells RIA founders to set share classes and buyback rights on day one https://www.wealthadvisordaily.com/story/merrill-adds-third-party-manager-data-fees-up-to-860-000-and-a-0-1-revenue-share Wealth Advisor Dailyen 2026-10-06T22:44:55.652Z Merrill adds third-party manager data fees up to $860,000 and a 0.1% revenue share https://www.wealthadvisordaily.com/story/rise-private-wealth-management-is-schwab-s-fourth-large-ameriprise-breakaway-of- Wealth Advisor Dailyen 2026-10-06T22:44:31.921Z Rise Private Wealth Management is Schwab's fourth large Ameriprise breakaway of 2026 https://www.wealthadvisordaily.com/story/schwab-advisor-services-becomes-first-ria-custodian-to-use-anthropic-s-claude Wealth Advisor Dailyen 2026-10-06T22:44:25.623Z Schwab Advisor Services becomes first RIA custodian to use Anthropic's Claude https://www.wealthadvisordaily.com/story/fidelity-ends-custody-for-sub-100-million-rias-with-june-2027-exit Wealth Advisor Dailyen 2026-10-06T22:43:32.157Z Fidelity ends custody for sub-$100 million RIAs, with June 2027 exit https://www.wealthadvisordaily.com/story/sec-proposes-rescinding-pay-to-play-rule-for-advisers-with-government-clients Wealth Advisor Dailyen 2026-10-06T22:42:59.347Z SEC proposes rescinding pay-to-play rule for advisers with government clients https://www.wealthadvisordaily.com/story/wealth-transfer-advisors-urged-to-name-family-tension-and-identify-the-client Wealth Advisor Dailyen 2026-10-06T22:41:44.518Z J.P. Morgan survey finds millennial and Gen Z respondents report more emotional friction https://www.wealthadvisordaily.com/story/emory-henry-halves-tuition-as-at-least-five-colleges-plan-fall-2027-cuts Wealth Advisor Dailyen 2026-10-06T22:41:37.677Z Emory & Henry halves tuition as at least five colleges plan fall 2027 cuts https://www.wealthadvisordaily.com/story/mariner-ceo-marty-bicknell-budgets-175m-for-700-ai-bots-over-five-years Wealth Advisor Dailyen 2026-10-06T22:40:47.988Z Mariner CEO Marty Bicknell budgets $175M for 700 AI bots over five years https://www.wealthadvisordaily.com/story/vanguard-data-shows-fewer-high-earners-maxing-out-401-k-deferrals Wealth Advisor Dailyen 2026-10-06T22:39:30.116Z Vanguard data shows fewer high earners maxing out 401(k) deferrals https://www.wealthadvisordaily.com/story/wealth-solutions-report-outlines-post-loi-pitfalls-that-can-erode-ria-sale-value Wealth Advisor Dailyen 2026-10-06T22:35:59.880Z Wealth Solutions Report outlines post-LOI pitfalls that can erode RIA sale value https://www.wealthadvisordaily.com/story/wealthmanagement-com-argues-the-124-trillion-wealth-transfer-needs-a-risk-review Wealth Advisor Dailyen 2026-10-06T22:35:42.923Z WealthManagement.com argues the $124 trillion wealth transfer needs a risk review https://www.wealthadvisordaily.com/story/private-advisor-group-cfo-adam-schorr-on-why-buyers-and-sellers-price-the-same-p Wealth Advisor Dailyen 2026-10-06T22:35:32.166Z Private Advisor Group CFO Adam Schorr on why buyers and sellers price the same practice differently https://www.wealthadvisordaily.com/story/bahnsen-group-agrees-to-add-1-1-billion-hightower-naples-practice-under-its-bran Wealth Advisor Dailyen 2026-10-06T18:15:46.044Z Bahnsen Group agrees to add $1.1 billion Hightower Naples practice under its brand https://www.wealthadvisordaily.com/story/chip-wilson-s-6-1b-split-and-the-prenup-myths-advisors-can-retire Wealth Advisor Dailyen 2026-10-06T16:20:54.814Z Chip Wilson's divorce has no reported prenup, and the planning gap advisors can fill https://www.wealthadvisordaily.com/story/sec-and-five-other-regulators-warn-on-impersonation-and-relationship-investment- Wealth Advisor Dailyen 2026-10-06T16:16:30.889Z SEC and five other regulators warn on impersonation and relationship investment scams https://www.wealthadvisordaily.com/story/cerulli-and-morningstar-paper-63-of-advisers-treat-dc-plans-as-wealth-client-pro Wealth Advisor Dailyen 2026-10-06T13:39:31.695Z Cerulli and Morningstar: 63% of surveyed advisers see DC plans as a prospecting priority https://www.wealthadvisordaily.com/story/an-op-ed-in-financial-planning-lays-out-90-10-at-1-million-and-a-private-markets Wealth Advisor Dailyen 2026-10-06T12:30:03.105Z An op-ed in Financial Planning lays out 90/10 at $1 million and a private-markets carve-out at $10 million https://www.wealthadvisordaily.com/story/ensemble-survey-rias-above-1b-lost-4-3-of-clients-in-2023-below-500m-1-4 Wealth Advisor Dailyen 2026-10-06T12:05:05.735Z Ensemble survey: RIAs above $1B lost 4.3% of clients in 2023, below $500M 1.4% https://www.wealthadvisordaily.com/story/fidelity-tells-sub-100-million-custody-clients-to-leave-as-rivals-weigh-sec-reli Wealth Advisor Dailyen 2026-10-06T11:50:57.463Z Fidelity tells sub-$100M custody clients to move as Schwab stops short of a promise https://www.wealthadvisordaily.com/story/schwab-offers-an-informal-welcome-to-fidelity-s-sub-100-million-custody-clients Wealth Advisor Dailyen 2026-10-06T03:27:41.530Z Schwab offers an informal welcome to Fidelity's sub-$100 million custody clients https://www.wealthadvisordaily.com/story/bofa-strategists-say-easy-money-from-ai-capex-trade-is-largely-made Wealth Advisor Dailyen 2026-10-05T23:39:41.643Z BofA strategists say easy money from AI capex trade is largely made