https://www.wealthadvisordaily.com/story/sec-sets-nov-19-virtual-compliance-seminar-for-advisers-and-funds Wealth Advisor Dailyen 2026-10-06T23:23:59.941Z SEC sets Nov. 19 virtual compliance seminar for advisers and funds https://www.wealthadvisordaily.com/story/small-rias-weigh-joining-a-network-to-clear-fidelity-s-100-million-minimum Wealth Advisor Dailyen 2026-10-06T23:22:56.230Z Small RIAs weigh joining a network to clear Fidelity's $100 million minimum https://www.wealthadvisordaily.com/story/sec-exam-division-replaces-its-brochure-with-a-stage-by-stage-handbook Wealth Advisor Dailyen 2026-10-06T23:21:56.459Z SEC exam division replaces its brochure with a stage-by-stage handbook https://www.wealthadvisordaily.com/story/sec-proposes-crypto-custody-framework-for-advisers-and-regulated-funds Wealth Advisor Dailyen 2026-10-06T23:21:25.555Z SEC proposes crypto custody framework for advisers and regulated funds https://www.wealthadvisordaily.com/story/rqd-s-74-million-round-gets-a-boost-as-fidelity-sets-100-million-ria-minimum Wealth Advisor Dailyen 2026-10-06T23:01:14.469Z RQD gets a boost as Fidelity sets $100 million custodian minimum https://www.wealthadvisordaily.com/story/altruist-prices-its-hazel-planning-agent-at-3-600-per-advisor Wealth Advisor Dailyen 2026-10-06T23:00:56.627Z Altruist prices Hazel planning agent at $3,600 per advisor annually https://www.wealthadvisordaily.com/story/pontera-floats-itself-as-ai-s-trust-layer-for-401-k-access Wealth Advisor Dailyen 2026-10-06T22:58:29.746Z Pontera floats itself as AI's trust layer for 401(k) access https://www.wealthadvisordaily.com/story/aquiline-buys-control-of-flourish-from-massmutual-as-phase-ii-lending-rollout-ne Wealth Advisor Dailyen 2026-10-06T22:57:39.677Z Aquiline buys control of Flourish from MassMutual as Phase II lending rollout nears https://www.wealthadvisordaily.com/story/envestnet-s-vestmark-deal-promises-advisors-no-forced-platform-migrations Wealth Advisor Dailyen 2026-10-06T22:57:36.321Z Envestnet's Vestmark deal promises advisors no forced platform migrations https://www.wealthadvisordaily.com/story/fidelity-backs-savvy-wealth-s-ria-custody-platform-expected-in-mid-2027 Wealth Advisor Dailyen 2026-10-06T22:57:25.652Z Fidelity backs Savvy Wealth's RIA custody platform, expected in mid-2027 https://www.wealthadvisordaily.com/story/family-wealth-coach-says-heirs-who-look-unmotivated-are-often-unpracticed Wealth Advisor Dailyen 2026-10-06T22:55:36.569Z Wealth coach: a child who looks unmotivated may simply be unpracticed https://www.wealthadvisordaily.com/story/pontera-launches-non-discretionary-401-k-service-as-password-sharing-stays-block Wealth Advisor Dailyen 2026-10-06T22:54:14.416Z Pontera launches non-discretionary 401(k) service as password sharing stays blocked https://www.wealthadvisordaily.com/story/nareit-researchers-flag-a-127-basis-point-cap-rate-gap-between-private-real-esta Wealth Advisor Dailyen 2026-10-06T22:53:43.077Z Nareit researchers flag a 127-basis-point cap rate gap between private real estate and REITs https://www.wealthadvisordaily.com/story/wealthspire-launches-sports-and-entertainment-practice-with-2-9-billion-in-asset Wealth Advisor Dailyen 2026-10-06T22:53:39.366Z Wealthspire launches sports and entertainment practice with $2.9 billion in assets https://www.wealthadvisordaily.com/story/morningstar-survey-advisor-optimism-falls-to-36-as-private-market-use-rises-to-4 Wealth Advisor Dailyen 2026-10-06T22:53:28.782Z Morningstar survey: U.S. advisor optimism falls to 36% as private-market offerings reach 40% https://www.wealthadvisordaily.com/story/converting-401-k-participants-into-wealth-clients-stalls-on-data-and-engagement Wealth Advisor Dailyen 2026-10-06T22:53:01.445Z WealthManagement.com report catalogs obstacles to advising 401(k) participants https://www.wealthadvisordaily.com/story/cresset-nat-combination-would-create-a-13-1-billion-trust-platform-for-advisors Wealth Advisor Dailyen 2026-10-06T22:52:29.213Z Cresset-NAT combination would create a $13.1 billion trust platform for advisors https://www.wealthadvisordaily.com/story/altruist-adds-donor-advised-funds-to-custody-at-50-basis-points Wealth Advisor Dailyen 2026-10-06T22:52:05.166Z Altruist adds donor-advised funds to custody at 50 basis points https://www.wealthadvisordaily.com/story/lpl-adds-1-1-billion-praxis-team-from-wells-fargo-advisors-financial-network Wealth Advisor Dailyen 2026-10-06T22:49:37.952Z LPL adds $1.1 billion Praxis team from Wells Fargo Advisors Financial Network https://www.wealthadvisordaily.com/story/ficomm-survey-finds-45-of-investors-chose-an-advisor-without-a-referral Wealth Advisor Dailyen 2026-10-06T22:49:37.921Z FiComm survey finds 45% of investors chose an advisor without a referral https://www.wealthadvisordaily.com/story/dynasty-tells-ria-founders-to-set-share-classes-and-buyback-rights-on-day-one Wealth Advisor Dailyen 2026-10-06T22:48:33.636Z Dynasty tells RIA founders to set share classes and buyback rights on day one https://www.wealthadvisordaily.com/story/merrill-adds-third-party-manager-data-fees-up-to-860-000-and-a-0-1-revenue-share Wealth Advisor Dailyen 2026-10-06T22:44:55.652Z Merrill adds third-party manager data fees up to $860,000 and a 0.1% revenue share https://www.wealthadvisordaily.com/story/rise-private-wealth-management-is-schwab-s-fourth-large-ameriprise-breakaway-of- Wealth Advisor Dailyen 2026-10-06T22:44:31.921Z Rise Private Wealth Management is Schwab's fourth large Ameriprise breakaway of 2026 https://www.wealthadvisordaily.com/story/schwab-advisor-services-becomes-first-ria-custodian-to-use-anthropic-s-claude Wealth Advisor Dailyen 2026-10-06T22:44:25.623Z Schwab Advisor Services becomes first RIA custodian to use Anthropic's Claude https://www.wealthadvisordaily.com/story/fidelity-ends-custody-for-sub-100-million-rias-with-june-2027-exit Wealth Advisor Dailyen 2026-10-06T22:43:32.157Z Fidelity ends custody for sub-$100 million RIAs, with June 2027 exit https://www.wealthadvisordaily.com/story/sec-proposes-rescinding-pay-to-play-rule-for-advisers-with-government-clients Wealth Advisor Dailyen 2026-10-06T22:42:59.347Z SEC proposes rescinding pay-to-play rule for advisers with government clients https://www.wealthadvisordaily.com/story/wealth-transfer-advisors-urged-to-name-family-tension-and-identify-the-client Wealth Advisor Dailyen 2026-10-06T22:41:44.518Z J.P. Morgan survey finds millennial and Gen Z respondents report more emotional friction https://www.wealthadvisordaily.com/story/emory-henry-halves-tuition-as-at-least-five-colleges-plan-fall-2027-cuts Wealth Advisor Dailyen 2026-10-06T22:41:37.677Z Emory & Henry halves tuition as at least five colleges plan fall 2027 cuts https://www.wealthadvisordaily.com/story/mariner-ceo-marty-bicknell-budgets-175m-for-700-ai-bots-over-five-years Wealth Advisor Dailyen 2026-10-06T22:40:47.988Z Mariner CEO Marty Bicknell budgets $175M for 700 AI bots over five years https://www.wealthadvisordaily.com/story/vanguard-data-shows-fewer-high-earners-maxing-out-401-k-deferrals Wealth Advisor Dailyen 2026-10-06T22:39:30.116Z Vanguard data shows fewer high earners maxing out 401(k) deferrals https://www.wealthadvisordaily.com/story/wealth-solutions-report-outlines-post-loi-pitfalls-that-can-erode-ria-sale-value Wealth Advisor Dailyen 2026-10-06T22:35:59.880Z Wealth Solutions Report outlines post-LOI pitfalls that can erode RIA sale value https://www.wealthadvisordaily.com/story/wealthmanagement-com-argues-the-124-trillion-wealth-transfer-needs-a-risk-review Wealth Advisor Dailyen 2026-10-06T22:35:42.923Z WealthManagement.com argues the $124 trillion wealth transfer needs a risk review https://www.wealthadvisordaily.com/story/private-advisor-group-cfo-adam-schorr-on-why-buyers-and-sellers-price-the-same-p Wealth Advisor Dailyen 2026-10-06T22:35:32.166Z Private Advisor Group CFO Adam Schorr on why buyers and sellers price the same practice differently https://www.wealthadvisordaily.com/story/bahnsen-group-agrees-to-add-1-1-billion-hightower-naples-practice-under-its-bran Wealth Advisor Dailyen 2026-10-06T18:15:46.044Z Bahnsen Group agrees to add $1.1 billion Hightower Naples practice under its brand https://www.wealthadvisordaily.com/story/chip-wilson-s-6-1b-split-and-the-prenup-myths-advisors-can-retire Wealth Advisor Dailyen 2026-10-06T16:20:54.814Z Chip Wilson's divorce has no reported prenup, and the planning gap advisors can fill https://www.wealthadvisordaily.com/story/sec-and-five-other-regulators-warn-on-impersonation-and-relationship-investment- Wealth Advisor Dailyen 2026-10-06T16:16:30.889Z SEC and five other regulators warn on impersonation and relationship investment scams https://www.wealthadvisordaily.com/story/cerulli-and-morningstar-paper-63-of-advisers-treat-dc-plans-as-wealth-client-pro Wealth Advisor Dailyen 2026-10-06T13:39:31.695Z Cerulli and Morningstar: 63% of surveyed advisers see DC plans as a prospecting priority https://www.wealthadvisordaily.com/story/an-op-ed-in-financial-planning-lays-out-90-10-at-1-million-and-a-private-markets Wealth Advisor Dailyen 2026-10-06T12:30:03.105Z An op-ed in Financial Planning lays out 90/10 at $1 million and a private-markets carve-out at $10 million https://www.wealthadvisordaily.com/story/ensemble-survey-rias-above-1b-lost-4-3-of-clients-in-2023-below-500m-1-4 Wealth Advisor Dailyen 2026-10-06T12:05:05.735Z Ensemble survey: RIAs above $1B lost 4.3% of clients in 2023, below $500M 1.4% https://www.wealthadvisordaily.com/story/fidelity-tells-sub-100-million-custody-clients-to-leave-as-rivals-weigh-sec-reli Wealth Advisor Dailyen 2026-10-06T11:50:57.463Z Fidelity tells sub-$100M custody clients to move as Schwab stops short of a promise https://www.wealthadvisordaily.com/story/schwab-offers-an-informal-welcome-to-fidelity-s-sub-100-million-custody-clients Wealth Advisor Dailyen 2026-10-06T03:27:41.530Z Schwab offers an informal welcome to Fidelity's sub-$100 million custody clients https://www.wealthadvisordaily.com/story/bofa-strategists-say-easy-money-from-ai-capex-trade-is-largely-made Wealth Advisor Dailyen 2026-10-05T23:39:41.643Z BofA strategists say easy money from AI capex trade is largely made https://www.wealthadvisordaily.com/story/northwestern-mutual-survey-61-expect-long-term-care-54-have-not-planned-for-it Wealth Advisor Dailyen 2026-10-05T22:54:42.200Z Northwestern Mutual survey: 61% expect long-term care, 54% have not planned for it https://www.wealthadvisordaily.com/story/boise-advisor-alex-lundgren-turned-live-am-radio-into-a-micron-client-niche Wealth Advisor Dailyen 2026-10-05T22:12:05.337Z Boise advisor Alex Lundgren turned live AM radio into a Micron client niche https://www.wealthadvisordaily.com/story/sec-finra-cftc-nasaa-nfa-and-sipc-issue-a-joint-investor-bulletin Wealth Advisor Dailyen 2026-10-05T19:20:18.382Z SEC, FINRA, CFTC, NASAA, NFA and SIPC issue a joint investor bulletin https://www.wealthadvisordaily.com/story/compound-planning-runs-5-billion-on-software-its-own-engineers-write Wealth Advisor Dailyen 2026-10-05T14:53:59.318Z Compound Planning runs $5 billion on software its own engineers write https://www.wealthadvisordaily.com/story/coastal-360-and-sovereign-financial-use-projections-to-show-wealthy-retirees-the Wealth Advisor Dailyen 2026-10-05T14:51:51.829Z Coastal 360 and Sovereign Financial use projections to show wealthy retirees they can spend https://www.wealthadvisordaily.com/story/ensemble-practice-survey-finds-4-3-client-attrition-at-rias-above-1-billion-in-2 Wealth Advisor Dailyen 2026-10-05T14:10:33.996Z Ensemble Practice survey finds 4.3% client attrition at RIAs above $1 billion in 2023 https://www.wealthadvisordaily.com/story/anthropic-announces-claude-for-financial-advisors-provider-list-remains-unnamed Wealth Advisor Dailyen 2026-10-05T12:59:03.545Z Anthropic announces Claude for Financial Advisors; provider list remains unnamed https://www.wealthadvisordaily.com/story/sec-proposes-repealing-two-year-pay-to-play-ban-on-government-advisory-work Wealth Advisor Dailyen 2026-10-05T12:04:34.611Z SEC proposes repealing two-year pay-to-play ban on government advisory work https://www.wealthadvisordaily.com/story/ascensus-launches-a-participant-referral-workflow-for-plan-advisers-q2ju Wealth Advisor Dailyen 2026-10-05T11:48:04.853Z Ascensus launches a participant-referral workflow for plan advisers https://www.wealthadvisordaily.com/story/sec-proposes-ending-pay-to-play-rule-that-prompted-many-advisers-to-ban-all-empl Wealth Advisor Dailyen 2026-10-05T02:56:27.159Z SEC proposes ending pay-to-play rule that prompted many advisers to ban all employee contributions