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NewEdge Wealth

STAMFORD, CT

CRD: 307771

In PWD coverage since September 19, 2026 · 16+ stories

$19.9BRegulatory AUMSEC Form ADV · Oct 3

211EmployeesForm ADV

+6Talent net · 12 months6 in · 0 out

Regulatory AUM · Aug 22 – Oct 3

Observed recruiting events · 12 monthsOn the wire →

Net +6 · 6 incoming events · 0 outgoing events

Arrivals

Jeffrey Thompson

Aug 21 · from AllianceBernstein's Bernstein Private Wealth Management

Sep 2

Sep 2 · from NEW EDGE WEALTH

Michael Wohlgemuth

Sep 2

Alexandra Escobedo

Sep 2

Shafer Block Wealth Management

Sep 15 · from UBS

Departures

None tracked.

PWD coverage

Data

RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

RFG Advisory logged 101 events over the 30 days, and independent platforms filled much of the top of the table, with 2,180 advisor moves against 731 deal announcements.

Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97

Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS

Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches

Moves · Oct 2SEC records show $8 billion Rise team moved custody from Ameriprise to Schwab

Data · Oct 22,413 advisors changed firms in 30 days; 22 custody relationships changed hands

Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month

Data · Sep 292,543 advisor moves in 30 days outpace the 771 announced deals

Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave

Data · Sep 27LPL's $13.5 billion August net new assets rest on a modeled advisory mix

Data · Sep 26The recruiting war isn't being fought over custody

Data · Sep 25MissionSquare's 199 events dwarf the industry's 72 new firms

Data · Sep 24Fund launches outnumber new firms four to one, and the industry builds product, not practices

Data · Sep 23The breakaway is dying; the team liftout is the deal

Data · Sep 22Recruiting outran breakaways 109 to one last month

Data · Sep 19Wealth's talent war is a block trade