bank
RBC Capital Markets
NEW YORK, NY
CRD: 31194
In network coverage since August 18, 2026 · 6 stories
$310BRegulatory AUMSEC Form ADV · Oct 10
8,781EmployeesForm ADV
-3Talent net · 12 months0 in · 3 out
Regulatory AUM · Aug 22 – Oct 10
Observed recruiting events · 12 monthsOn the wire →
Net -3 · 0 incoming events · 3 outgoing events
Arrivals
None tracked.
Departures
The GEN Group
Oct 15 · to Ameriprise Financial
Chad Lewis
Oct 15 · to Ameriprise Financial
Vantage Axia Wealth
Oct 15 · to Ameriprise Financial
Network coverage
move
Ameriprise adds three RBC teams with $1.2 billion; Wells Fargo adds $900 million
The RBC teams cited Ameriprise's technology platform and planning capabilities; Raymond James added a $245 million UBS team in Paramus, New Jersey.