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Wealth Advisor Daily
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Tuesday, October 13, 2026The Morning Brief →Sign in
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Robert Colby

FINRA · Reported Oct 13
In network coverage since October 13, 2026 · 1 story
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FINRA Q4 agenda lists 21 priorities and four SEC rule proposals

The regulator says it has advanced more than 20 SEC rule filings since April 2025 and plans an effective date for its collective investment trust exemption.
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