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Wednesday, October 21, 2026The Morning Brief →Sign in
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Kevin Harnisch

Norton Rose Fulbright · Reported Oct 21
In network coverage since October 21, 2026 · 1 story
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Kevin Harnisch: SEC off-channel focus moving from sweeps to exams; Finra still scrutinizes

The Norton Rose Fulbright partner and former SEC enforcement branch chief says firms that discover substantive off-channel messages must investigate and remediate.
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